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INSURANCE COMPLIANCE

Compliance for the Insurance Sector

Strengthen protection across premiums, policies, claims and beneficiaries.

Training duration6 hours / 1 day
DeliveryFace-to-face or virtual instructor-led
ProgrammeProfessional certification
Course summary

Build expertise that creates measurable value.

A sector-focused UAE insurance compliance programme covering CBUAE requirements, customer due diligence, insurance-specific red flags, goAML reporting, sanctions and inspection readiness.

01

Apply customer due diligence across insurance relationships

02

Recognise suspicious premium and policy activity

03

Escalate and report through goAML

04

Manage PEP, sanctions and proliferation-financing risk

05

Prepare insurance controls for CBUAE review

Entry qualifications

Is this programme right for you?

  • No prior insurance-compliance qualification is required
  • Useful for customer-facing, underwriting, claims and control functions
Learner profile

Designed for ambitious professionals.

  • Insurance staff, brokers and agents
  • Compliance officers and MLROs
  • Underwriting and claims teams
  • Internal auditors and management
Course content

A practical, structured learning journey.

Each module turns internationally relevant frameworks into skills you can apply in the workplace.

Module 01↗

UAE AML & CBUAE Framework for Insurance

  • Sector requirements
  • Roles and governance
Module 02↗

Customer Due Diligence

  • Customer and beneficial-owner checks
  • Risk assessment and enhanced due diligence
Module 03↗

Insurance AML Red Flags

  • Third-party premiums and early surrender
  • Beneficiary changes, policy assignment and unexplained funding
Module 04↗

STR/SAR & goAML Reporting

  • Internal escalation
  • Reporting and record keeping
Module 05↗

Sanctions, PEP & Proliferation Financing

  • Screening and match handling
  • High-risk relationships
Module 06↗

CBUAE Audit & Inspection Readiness

  • Control evidence and testing
  • Inspection preparation
Learning outcomes

Graduate ready to perform with confidence.

  1. 01Assess insurance-customer risk
  2. 02Identify policy and premium red flags
  3. 03Apply reporting and sanctions controls
  4. 04Maintain inspection-ready records
Take the next step

Ready to advance your career?

Speak with an Entrepôt programme advisor about upcoming cohorts, delivery options and enrolment.